Geoffrey advises superannuation trustees, investment managers and financial services providers on all aspects of financial services business including regulatory compliance.
He draws on deep experience in the regulation of financial services, gained from decades of work in senior ASIC roles involving enforcement, regulation, policy and law reform.
He is recognised for his practical legal and strategic advice and expertise in successfully guiding complex projects.
Expertise
Geoffrey’s expertise includes:
- Managed funds including registered and unregistered managed investment schemes
- Superannuation
- Financial advice and other financial services
- Regulatory expectations
- Dealing with regulators and regulatory powers
- Compliance standards
Professional Memberships / Accreditation & Activities
- Contributing to the development and implementation of the Asia Region Funds Passport in 2019, Australia Day Council Award in ASIC
- Banking & Financial Institutions ,
Sector
- Financial Services ,
Services
location
Sydney
Thinking
Financial Services
Scams, Braz and the Financial Accountability...
Financial Services
Are you ready for the unfair contract terms...
Financial Services
RegTracker 22 May 2023
Financial Services
RegTracker 24 April 2023
Financial Services
RegTracker 19 December 2022
Financial Services
Increased regulatory risks from Privacy Act...
Financial Services
RegTracker 22 November 2022
Financial Services
APRA consults on strengthening SFT...
Financial Services
ASIC rolls out the stop orders on Target...
Financial Services
RegTracker 18 October 2022
Financial Services
RegTracker 16 September 2022
Financial Services
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Financial Services
RegTracker 25 July 2022
Financial Services
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Financial Services
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Financial Services
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Financial Services
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Financial Services
RegTracker 28 February 2022
Financial Services
RegTracker 21 February 2022
Financial Services
RegTracker 14 February 2022
Financial Services
RegTracker 20 December 2021
Financial Services
RegTracker 29 November 2021
Financial Services
RegTracker 22 November 2021
Financial Services
RegTracker 15 November 2021
Financial Services
RegTracker 8 November 2021
Financial Services
RegTracker 1 November 2021
Financial Services
RegTracker 25 October 2021
Financial Services
RegTracker 18 October 2021
Financial Services
RegTracker 11 October 2021
Financial Services
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Financial Services
RegTracker 27 September 2021
Financial Services
RegTracker 20 September 2021
Financial Services
RegTracker 13 September 2021
Financial Services
RegTracker 30 August 2021
Financial Services
RegTracker 23 August 2021
Financial Services
RegTracker 16 August 2021
Financial Services
RegTracker 26 March 2021 – ASIC’s...
Financial Services
RegTracker 3 March 2021 – Spotlight on the...
Financial Services
RegTracker – 14 December 2020 –...
Financial Services
Design and Distribution Obligations
Financial Services
RegTracker – 30 Nov 2020 –...
Financial Services
RegTracker 16 Nov 2020 – Spotlight on Hayne...
Financial Services
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Financial Services
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Financial Services
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Financial Services
RegTracker-Super-21 September 2020
Financial Services
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Financial Services
RegTracker – Super – 21 August 2020
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Financial Services
RegTracker – Super – 7 August...
Financial Services
RegTracker – Super – 27 July...
Financial Services
RegTracker – Super – 13 July...
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Financial Services
RegTracker – Super – 29 May 2020
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Financial Services
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COVID-19
RegTracker – Super – 1 May 2020
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COVID-19
ASIC Relief on COVID-19 advice –...
Partner
Matthew Farnsworth
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